Compliance Monitoring Manager

Compliance Monitoring Manager

City Centre - Dublin

€75,000 - €90,000



Private Health care

Car Allowance

Very Attractive pension

26 Days holiday

Experience required:
5+ years

Compliance Monitoring Manager

Want to work for a dynamic retail financial services organisation driving superb programmes of change and enhancement to their compliance frameworks across the entire business? The person in this role has been promoted leaving an experienced team and good reputation behind them for you to build on. As a compliance monitoring manager you will be required to work with the business in adherence to Compliance and Regulatory laws, regulations and codes through leading the development and management of the Compliance Monitoring Team (a team of 2 now with headcount for 2 more next year); and leading the delivery of an annual risk based Compliance Monitoring Program across the organisation. This is a hands on role so you will also be managing several compliance monitoring reviews from planning to reporting yourself. Attention to detail, backbone to call it out as you see it with Directors and excellent report writing are key skills. Reporting to a newly appointed and highly experienced  Director of Compliance, you will represent the Compliance function in meetings with members of the CRO, the Board of Directors, senior management, the first line of defense and internal audit; as well as work on completing the annual risk assessment.

  • Day-to-day delivery of the compliance monitoring plan
  • Ensuring the Compliance Monitoring Team is sufficiently resourced to deliver the agreed annual compliance monitoring plan;
  • Preparation of compliance monitoring reports and management information for submission to relevant board committees and management committees
  • Working across and collaborating with the wider Compliance function to continually improve your own performance and the performance of the Compliance function in its entirety

You will be an agent of change and relish working in a fast paced and changing organisation driven to meet its goals. You will have significant experience in the delivery of assurance related monitoring plans and reporting and exceptional level of attention to detail and factual accuracy to ensure outputs are right first time. What’s imperative is that you are an enthusiastic, self-starter, who can work on their own and as part of team to solve problems and drive change in an organisation that is committed to doing so, using your strong understanding of Compliance / Regulatory legislation. You will bring knowledge and awareness of the CBI’s expectations of effective compliance monitoring. This role and company are ideal for a pragmatic, inquisitive, driven compliance professional who is looking to further their career in management and leadership. You will obviously operate with integrity and independence; and have very good interpersonal skills / communications as you will have access to the highest levels in the organisation from Board members to the CRO. You may be working in a retail financial services organisation now in Insurance or Banking or indeed work for a professional services organisation delivering compliance assurance reviews a compliance monitoring or internal audit capacity and wish to make a step inhouse.


Read Our Blog